Latest Securities Lawyer News

Broker Randy Birkinbine Is Involved In Investor Dispute Alleging Unsuitable Transactions Investors continue to come forward in dispute of securities broker Randy Lee Birkinbine (CRD#: 2008599, North Oaks, Minnesota). Namely, Birkinbine, who presently works as a broker and financial planner of Ausdal Financial Partners, discloses four investor disputes. Notably, his clients allege that he committed […]

Spartan Broker Joseph Fuller Allegedly Sold Unsuitable Investments Investor Alert! The Financial Industry Regulatory Authority (FINRA) reports troubling allegations of misconduct by securities broker Joseph Patrick Fuller (CRD#: 5277097, New York, New York). Notably, two of Fuller’s employers parted ways with him for his bad behavior. Not only that, but two clients brought complaints about […]

Katalyst Broker Peter Janssen Seemingly Sells Bad Mega Blockchain Investments A couple investors appear to be sounding the alarm in regard to securities broker Peter Kyle Janssen (CRD#: 5691028, Fairfield, IA). Namely, the Financial Industry Regulatory Authority (“FINRA”) reports through BrokerCheck that investors’ disputes suggest sales practice violations by the securities broker, who worked for […]

Private Offerings and REITs May Not Be Worth What You Paid IS YOUR BROKER LYING TO YOU ABOUT THE VALUE OF THE INVESTMENTS THEY SOLD? Brokers will always list the stated value from the sponsor of most REITS and private offerings they sold you since they don’t freely trade on any market. What most clients […]

Soreide Law Group is investigating claims on behalf of investors who invested in the GBP Automotive Portfolio, LP. Soreide Law Group has recently been contacted by investors in GBP Automotive Portfolio who are concerned that they may not be receiving their full distributions. GBP Automotive Portfolio, LP, Investigation GBP Automotive Portfolio, LP is a private […]

Dawson James Securities, Inc. (CRD® #130645, Boca Raton, Florida), Albert James Poliak (CRD #1270681, Registered Principal, Parkland, Florida), and Douglas Fulton Kaiser (CRD #1674570, Registered Principal, Deerfield Beach, Florida)   submitted Offers of Settlement in which the firm was censured and fined $90,000. Poliak, Dawson’s CEO, and Kaiser, who acted at times as both the […]