Soreide Law Group, based in Florida, obtained the following information from FINRA’s website under, “Discipline and Other FINRA Actions, June 2021,” regarding Florida broker: Frederick Joseph Rock (CRD #2548242, Tampa, Florida) On April 23, 2021, an Acceptance, Waiver and Consent (AWC) was issued in which Frederick Joseph Rock was assessed a deferred fine of $5,000 […]