Investors apparently complained about securities broker Travis Price Alexander [CRD: 5504338, Long Beach, California], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Alexander worked for Raymond James Financial Services Inc. from February 12, 2016, to August 2, 2024. Read below to find out more about the disclosures involving Alexander. […]

One or more investors potentially experienced sales practice violations due to securities broker John Larsen [CRD: 2700922, Scottsdale, Arizona], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. John Larsen worked with Raymond James & Associates Inc. from October 11, 2013, to May 24, 2021. He currently works with Raymond James Financial Services Inc. […]

One or more investors apparently complained about securities broker Meredith Archer Webber (also known as Meredith Luce) [CRD: 2435263, Cobleskill, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Meredith Webber worked for Raymond James Financial Services Inc. from September 16, 2022, to July 17, 2024. Below, you can find important […]

Investors might have sustained losses due to securities broker Mario Joseph Payne [CRD: 5445757, Jacksonville, Florida], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Mario Payne worked for Raymond James Financial Services Inc. from May 3, 2013, to February 12, 2019. Below, you can find important information about the disclosures […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Thomas Reyes (also known as Thomas Reyes Jr., Tom Reyes Jr.) [CRD: 3168338, La Vista, Nebraska]. Reyes was previously registered as a broker and investment adviser, working for firms such as Raymond James Financial Services Inc., and NEXT Financial Group Inc. Recent regulatory actions […]

FINRA barred Marion Strickler Adams III (also known as Ma'on Adams) [CRD: 1392435, Mobile, Alabama], and an investor complained about the securities broker, according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Marion Adams worked for Raymond James Associates Inc. from February 13, 2013, to November 5, 2021, and for The Jeffrey Matthews […]

Investors complained about securities broker Andrew Joseph Egber (also known as Andy Joseph Egber), and Financial Industry Regulatory Authority (FINRA) barred him from the securities industry [CRD: 1894585, Bethesda, Maryland, according to disclosures on FINRA BrokerCheck. Evidently, Andrew Egber worked for Steward Partners Investment Solutions LLC from May 27, 2022, to April 18, 2024, Raymond […]

FINRA suspended and fined securities broker Emily Jean Smith (also known as Emily Jean Hinton) [CRD: 6287728, Vero Beach, Florida], according to Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Emily Smith worked for Raymond James Financial Services Inc. from July 15, 2019, to July 7, 2023. Continue reading to learn more about Smith’s professional conduct […]

Investors might have sustained losses because of securities broker Matthew Kenneth Wilkes [CRD: 5409004, Knoxville, Tennessee], according to disclosures on FINRA BrokerCheck. Evidently, Wilkes worked for TrustFirst in Knoxville, TN, from April 4, 2019, to October 30, 2023, FSIC in Chicago, IL, from June 21, 2017, to September 12, 2018, and Raymond James Financial Services […]