Investors apparently complained about securities broker Paul Richard Meyer [CRD: 3062534, Minnetonka, Minnesota], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Meyer has worked for RBC Capital Markets LLC beginning on October 11, 2017, where he has been registered as both a broker and investment adviser. Keep reading to discover more […]

Customers Sue RBC Capital Markets for Unsuitable Municipal Bonds Samuel Kluft Koltun (CRD#: 1739664, West Palm Beach, Florida) was a registered representative of RBC Capital Markets, LLC until his August 8, 2018 termination. He disclosed on Financial Industry Regulatory Authority (“FINRA”) BrokerCheck that his activities have given rise to a customer-initiated investment-related arbitration dated November […]

In a June 20, 2011, article from Bloomberg News, it was reported that Massachusetts' top securities regulator is suing RBC Capital Markets LLC and one of its former registered representatives over the sale of leveraged exchange-traded funds, saying they sold them to clients who didn't understand how the investments worked. The Massachusetts Secretary of the […]