Investors may have suffered financial harm by securities broker Wen Che [CRD: 6911319, Irvine, California], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Che has worked for Emerson Equity LLC as a securities broker since May 7, 2019, and as a financial advisor since May 8, 2019. Che also worked for Independent Financial […]

Investors potentially experienced sales practice violations by securities broker Toni Lynn Iannarelli (also known as Toni Lynn Sidona) [CRD: 1193641, Westlake Village, California], according to public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Toni Iannarelli worked for Western International Securities Inc. and Western International Securities from November 16, 2015, to June 5, 2025, […]

Investors potentially incurred losses because of securities broker Emmet Francis Martin Sr. [CRD: 3053367, Mauldin, South Carolina], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Martin has been registered with Trustmont Financial Group Inc. since August 16, 2010, and with Trustmont Advisory Group Inc. since August 23, 2010. Investors should continue […]

Investors apparently complained about securities broker Matthew Robert Westberry (also known as Matt Westberry) [CRD: 4908745, Marion, Iowa], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Westberry worked for SCF Securities Inc. from February 28, 2022, to October 23, 2024, and previously worked for LPL Financial LLC from August 10, 2018, to […]

Soreide Law Group is investigating potential investor claims involving National Healthcare Properties Inc. (“NHP”), formerly Healthcare Trust Inc., after the healthcare REIT’s April 2026 Nasdaq IPO priced well below expectations and highlighted steep losses for many earlier investors in the non-traded REIT. National Healthcare Properties owns senior housing communities and outpatient medical facilities throughout the […]

Soreide Law Group is investigating potential investor claims involving KKR Real Estate Finance Trust Inc. (“KREF”) following reports of substantial losses, increased credit reserves, troubled commercial real estate loans, dividend reductions, and declining shareholder value tied to the company’s mortgage REIT business. KREF is a publicly traded commercial mortgage real estate investment trust sponsored by […]

Soreide Law Group is investigating potential investor claims involving Starwood Real Estate Income Trust (SREIT), a publicly registered non-traded real estate investment trust sponsored by Starwood Capital Group that has recently faced redemption restrictions, declining net asset values, reduced distributions, and liquidity concerns that may have impacted retail investors. SREIT was marketed as an income-producing […]

Investors potentially experienced sales practice violations by securities broker Derek Amron Grimm [CRD: 3000890, Winter Park, Florida], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Grimm worked for Merrill Lynch from February 18, 2010, to August 31, 2022, before joining RBC Capital Markets LLC on August 30, 2022. Readers should […]

Investors apparently complained about securities broker Devlin H. Dwyer. [CRD: 6634140, Atlanta, Georgia], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Dwyer worked for Patrick Capital Markets LLC from November 22, 2016, to March 9, 2026. See below to find out more about the disclosures involving this securities broker. Patrick Capital Investor […]