John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.

Investors potentially experienced sales practice violations by securities broker Toni Lynn Iannarelli (also known as Toni Lynn Sidona) [CRD: 1193641, Westlake Village, California], according to public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Toni Iannarelli worked for Western International Securities Inc. and Western International Securities from November 16, 2015, to June 5, 2025, and has been registered with LPL Financial LLC since June 5, 2025. Investors are encouraged to continue reading to find out more about the disclosures involving Toni Iannarelli.
Specifically, on January 23, 2026, a Western International Securities Inc. client filed FINRA Arbitration No. 26-00170 about Toni Iannarelli. Mainly, the client alleged that Iannarelli gave unsuitable advice by recommending a securities investment that was allegedly not in the client's best interest and not aligned with the client's investment objectives between February 2021 and March 2021. For this reason, the client allegedly experienced damages on real estate securities. Consequently, the client requested $101,000 in compensation from Western International Securities Inc. or Iannarelli. BrokerCheck shows that this arbitration is ongoing.
Additionally, a client of Western International Securities Inc. contested Toni Iannarelli’s sales practices, according to a complaint dated May 1, 2023. Allegedly, Iannarelli made unsuitable recommendations. It appears that Iannarelli allegedly caused the client to sustain damages linked to variable annuities. Therefore, the client sought compensation from Western International Securities Inc. or Iannarelli in the amount of $5,000 in this matter. The complaint was denied on June 16, 2023.
Do you have questions or concerns regarding investments you made with Toni Iannarelli? Get in touch with Soreide Law Group at (888) 760-6552 or online and talk with a securities attorney about a possible recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of clients throughout the country. Also, our securities lawyers work on a contingency fee basis and advance all costs. Iannarelli and brokerage firms Iannarelli worked for deny allegations of sales practice violations.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
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