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May 23, 2014
Boston Area Broker Pleads Guilty to Wire Fraud and Identity Theft after Bilking Elderly Clients out of their Retirement Funds

Soreide Law Group is currently investigating possible claims against JOHN M. BABIARZ (CRD# 3047247), a 40 year-old investment advisor from Peabody, MA, formerly employed with Bishop, Rosen & Co. of Newton, MA. Babiarz has pleaded guilty in US District Court to wire fraud and aggravated identity theft. He allegedly defrauded several clients out of their […]

January 20, 2014
ING Financial Advisor Sentenced to 20 years for $2 Million Theft of Clients' Retirement Accounts

Former Honolulu, Hawaii, ING financial advisor, Bruce Harada, 57, was sentenced to 20 years in prison for stealing more than $2.5 million in retirement money from 21 current and former city employees. The judge also ordered Harada to pay back his former employer, ING North American Corp., more than $1.8 million it reimbursed Harada's victims. […]

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