The following information was obtained on FINRA’s website, available to the public, under “Disciplinary and Other FINRA Actions - August 2021.” Robert A Lax (CRD #1985758, Warwick, New York) On June 14, 2021, an Acceptance, Waiver and Consent (AWC) was issued in which Robert A Lax was barred from association with any FINRA member in […]