Investors have come forward with complaints about securities broker Rodrigue Lors AKA Rodrique Lors [CRD#: 4379214, Westbury, NY]. Lors worked for (1) Wilmington Capital Securities LLC from 2017-Present and (2) National Securities Corporation from 2007-2017. Evidently, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that one or more National Securities Corporation investors disputed the sales practices […]

Securities Broker Rodrigue Lors Purportedly Sold Bad Private Placements The Financial Industry Regulatory Authority (FINRA) reports troubling allegations concerning securities broker Rodrigue Lors (CRD#: 4379214, Westbury, New York). Specifically, the securities broker is involved in at least 5 disputes. Those disputes allege sales practice violations including Lors’ unsuitable trading. Here’s more on the disclosures which […]