Investors have come forward with complaints about securities broker Samuel Girgiss [CRD#: 6088898, New York, NY]. Evidently, the securities broker, who worked for Worden Capital Management, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Worden Capital Management clients allege that Girgiss made unsuitable and excessive transactions and failed to supervise. For more […]

ATTENTION INVESTORS: Complaints Filed Against Legend Securities Brokers Jonathan Miller, Samuel Girgiss   Legend Securities, Inc. (CRD#: 44952, New York) is a previously registered brokerage firm which FINRA expelled June 21, 2018. Specifically, FINRA’s Hearing Officer issued a Default Decision in FINRA Case #2015048048801 on November 6, 2017, finding the firm violated NASD Rule 3010 […]