Samuel Girgiss Discloses Allegations Of Unsuitable Trading

Investors have come forward with complaints about securities broker Samuel Girgiss [CRD#: 6088898, New York, NY]. Evidently, the securities broker, who worked for Worden Capital Management, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Worden Capital Management clients allege that Girgiss made unsuitable and excessive transactions and failed to supervise. For more on these disclosures about Girgiss, see below.

Samuel Girgiss Discloses Unsuitable Trading Allegations By Worden Capital Management Client

Evidently, a client of Worden Capital Management contested Samuel Girgiss’ sales practices by filing FINRA Arbitration #: 22-00347 on March 16, 2022. Allegedly, Girgiss made unsuitable and excessive transactions, and failed to supervise. Supposedly, the investments which Girgiss sold or recommended had caused the client to sustain damages. Therefore, the client seeks compensatory relief from Worden Capital Management or Girgiss in this ongoing matter.

Girgiss Discloses Unsuitable Recommendations Accusations By Spartan Capital Securities Client

Also, a client of Spartan Capital Securities contested Samuel Girgiss’ sales practices by filing FINRA Arbitration #: 19-03740. Allegedly, Girgiss made misrepresentations and unsuitable recommendations. Supposedly, the investments which Girgiss sold or recommended had caused the client to sustain damages. Therefore, Spartan Capital Securities opted to settle the matter on February 22, 2022 by compensating the client in the amount of $12,000.

Legend Securities Investor Accuses Samuel Girgiss Of Churning

Evidently, a Legend Securities client filed FINRA Arbitration #: 14-03866 about Samuel Girgiss. Notably, the client alleged that Girgiss churned the client’s account, made unsuitable recommendations, breached a fiduciary duty, acted unethically, breached a contract, and failed to supervise. Because of this, the client sustained damages on over-the-counter equities. Therefore, on December 24, 2014, Legend Securities settled this matter by paying the client $40,000.

Did Worden Capital Management Securities Broker Girgiss Cause You To Experience Damages?

Have you suffered damages because of securities broker Samuel Girgiss? If so, contact Soreide Law Group at (888) 760-6552 and speak with a securities lawyer about a possible recovery of your investment losses. Soreide Law Group, who has effectively recovered money for investors throughout the United States, represents clients on a contingency fee basis and advances all costs. Girgiss and brokerage firms Girgiss was employed by deny any and all allegations of sales practice violations.