Investors apparently complained about securities broker Stephanie Renee Hughes [CRD: 6563274, San Diego, California], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Hughes worked for Securian Financial Services Inc. from December 24, 2015, to August 10, 2023, and for Cetera Advisor Networks LLC from August 10, 2023, to June […]

Investors possibly experienced losses because of securities broker Brian Lee Freeman [CRD: 1379227, Newport Beach, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Brian Freeman worked for Securian Financial Services Inc. from June 23, 1988, to August 10, 2023. Here’s an overview of Brian Freeman’s disclosures. Securian Financial Services Inc. Investor […]

Investors might have sustained losses because of securities broker Douglas Harry Chapman [CRD: 2230482, Clark, New Jersey], according to disclosures on FINRA BrokerCheck. Evidently, Chapman has registrations with LPL Financial LLC since January 11, 2024, and previously worked with Cetera Advisor Networks LLC and Securian Financial Services Inc. Read on to learn more about investor […]

Investment Suitability Dispute Concerns Securian Financial Services, Sheldon Bender The Financial Industry Regulatory Authority (FINRA) provides important information in regard to securities broker Sheldon Robert Bender “Shelly Bender” (CRD#: 1325415, Deerfield, Illinois). Evidently, Bender worked for Securian Financial Services (1988 to 2017). Here is a summary of the disclosures involving allegations of breach of fiduciary […]