January 6, 2026

Stephanie Hughes Involved In Securian Investor Complaints About Misrepresentation

man sitting in front of monitors signing papers and smiling

Investors apparently complained about securities broker Stephanie Renee Hughes [CRD: 6563274, San Diego, California], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Hughes worked for Securian Financial Services Inc. from December 24, 2015, to August 10, 2023, and for Cetera Advisor Networks LLC from August 10, 2023, to June 3, 2025. Read below for details about the disclosures involving this securities broker.

Securian Financial Services Investor Alleged Misrepresentation

Notably, a client filed a complaint about Stephanie Hughes. Primarily, the client alleged that Hughes made misrepresentations about a life insurance product. Because of this, the client allegedly sustained $18,000 in damages. Consequently, on September 27, 2025, Securian Financial Services Inc. settled this matter by paying the client $18,000 in damages.

Securian Financial Services Investor Made Unsuitable Recommendations Allegations About Stephanie Hughes

Also, a client of Securian Financial Services Inc. disputed Stephanie Hughes’s sales practices, based on a complaint. Allegedly, Hughes made unsuitable recommendations involving a life insurance product. It appears that Hughes allegedly caused the investor to sustain damages. Therefore, Securian Financial Services Inc. opted to settle the matter on August 8, 2023, by compensating the client in the amount of $10,609.56.

Did You Invest With Financial Advisor / Securities Broker Hughes?

Do you have concerns or questions regarding investments you made with Stephanie Hughes? Contact Soreide Law Group at (888) 760-6552 or online and consult with a securities attorney regarding a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, the firm works on a contingency fee basis and advances all costs. Hughes and brokerage firms Hughes worked for deny accusations of sales practice violations.

S H A R E   T H I S   P O S T

Recent Posts

August 17, 2026
Jeffrey L Bangerter of Concorde Investments & Formerly of Berthel Fisher

Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings.  The Claimants […]

August 17, 2026
THEODORE W BYRER Suspended by FINRA

THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]

August 13, 2026
MARK L SULLIVAN Fined and Suspended

MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]

Contact us Nationwide USA
2401 E. Atlantic Blvd., Suite 305, Pompano Beach, FL 33062
Helping clients recover money across the USA
search
Copyright © 2025 Soreide Law Group, PLLC  |  All Rights Reserved