FINRA sanctioned securities broker Frederick Joseph Cammarano III (also known as Freddy Cammarano) [CRD: 2277307, New York, New York], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Cammarano worked for Spartan Capital Securities LLC from November 27, 2013, to December 31, 2024. Read on to learn more about allegations involving supervisory failures […]

FINRA barred securities broker John Michael Palma [CRD: 6848651, New York, New York], and investors complained about him, according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Palma worked for Spartan Capital Securities LLC from September 15, 2022, to March 17, 2025, SW Financial from December 10, 2019, to September 14, 2022, and Worden […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck shows disclosures about securities broker Ronald G. Smith (also known as Ron Smith) [CRD: 6038062, Stamford, Connecticut]. In 2024, Smith joined Sanford C. Bernstein Co. LLC and Alliance Bernstein LP. He worked for Spartan Capital Securities LLC from July 1, 2013, to December 26, 2023. Investors filed claims about […]