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October 29, 2024
Michelle Stebbins Facing Allegations of Failure to Supervise at Stifel Nicolaus Company

Financial Industry Regulatory Authority (FINRA) BrokerCheck shows disclosures about securities broker Michelle Christine Stebbins (also known as Michelle Christine Gillespie) [CRD: 4156378, Southfield, Michigan]. Stebbins joined Stifel Nicolaus Company, Incorporated on May 18, 2018, and previously worked for Wells Fargo Clearing Services LLC from July 23, 2008, to May 23, 2018. Recently, client disputes have […]

August 31, 2024
Chuck Roberts In Stifel Investor Disputes Alleging Breach Of Fiduciary Duty

Investors complained about securities broker Chuck A. Roberts [CRD: 2064602, Miami Beach, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Chuck Roberts has worked for Stifel Nicolaus Company Inc. since March 1, 2016, as both a financial advisor and securities broker. Below, investors can find a summary about Roberts’ disclosures and […]

March 7, 2024
Rahn Lund Involved In RBC Capital Markets Clients’ Disputes

Soreide Law Group is investigating possible investor claims on behalf of those who incurred losses through securities broker Rahn Stuart Lund [CRD: 1462843, Rochester, Minnesota]. Evidently, Lund has worked for Stifel Nicolaus Company Incorporated since March 8, 2012. Continue reading to learn more about Rahn Lund's disclosures. Stifel Nicolaus Investor Accused Lund Of Misrepresentation Specifically, […]

January 23, 2024
Chuck Roberts Facing Client Allegations Of Misconduct

FIINRA BrokerCheck shows that investors filed disputes about securities broker Chuck Roberts [CRD: 2064602, Miami Beach, Florida]. Soreide Law Group is investigating claims by individuals who incurred financial setbacks due to his conduct. Evidently, Roberts joined Stifel Nicolaus Company Incorporated on March 1, 2016, after his employment with Morgan Stanley. Clients who invested through Roberts […]

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