Financial Industry Regulatory Authority (FINRA) BrokerCheck shows disclosures about securities broker Michelle Christine Stebbins (also known as Michelle Christine Gillespie) [CRD: 4156378, Southfield, Michigan]. Stebbins joined Stifel Nicolaus Company, Incorporated on May 18, 2018, and previously worked for Wells Fargo Clearing Services LLC from July 23, 2008, to May 23, 2018. Recently, client disputes have surfaced, accusing Stebbins of supervisory failures. Continue reading for details on these allegations.
On June 18, 2024, a client of Stifel Nicolaus Company filed FINRA Arbitration No. 24-01330, accusing Michelle Stebbins of failure to supervise. The client alleged that this led to damages related to common and preferred stock. The client is seeking $400,000 in compensation. This matter is currently pending a resolution.
On April 10, 2024, another client of Stifel Nicolaus Company filed FINRA Arbitration No. 24-00771, alleging that Stebbins failed to supervise. The client is seeking $299,009 in compensation related to stock transactions. This dispute is also pending resolution.
On April 9, 2024, a client of Stifel Nicolaus Company filed FINRA Arbitration No. 24-00754, claiming Stebbins did not supervise a securities broker’s trading in the client’s account. The client is seeking $763,004 in compensation. This matter remains unresolved.
On March 21, 2024, a client of Stifel Nicolaus Company filed FINRA Arbitration No. 24-00627, alleging that Stebbins caused damages. Supposedly, the customer invested in equities. The client is seeking $305,680 in compensation. This dispute is pending resolution.
For more information or to discuss your concerns, contact Soreide Law Group online or at (888) 760-6552 to speak with a securities attorney. Stebbins and her previous employer deny accusations of sales practice violations. Soreide Law Group has experience representing investors throughout the country. The firm handles cases on a contingency basis.
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