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February 20, 2015
10 Worst Performing Stocks So Far in 2015

Did your broker/dealer or financial advisor recommend investing in any of the following? This is a list of the 10 biggest stock losers so far this year. Six of the losers also had bad returns in 2014, even though the S&P rose 13.7%. According to FactSet, these are the 10 worst-performing S&P 500 stocks this […]

May 6, 2014
Attention Satcon Technology Corporation Investors

The makers of solar inverters, Satcon Technology Corporation, filed for bankruptcy protection in October of 2012. The shares of the company had a market value as high as $6.32 before its precipitous drop. The Boston, Massachusetts Company has reported a loss for 22 consecutive quarters. Satcon makes power conversion equipment utilities which are used with […]

March 11, 2014
Did You Invest in These Three Stocks Hitting 52-Week Lows?

Did your broker/financial advisor recommend any of these three stocks which hit a 52 week low? It was certainly not a memorable week for the investors of these following stocks: 1. Danier Leather (TSX:DL) Danier Leather hit a 52-week low of $10.50 on March 6, but this fall was coming. In March, 2013, the Federal […]

January 20, 2014
Did You Invest in These 'Worst Performing' Stocks of 2013?

The list below represents 25 of the worst performing stocks of 2013.  Name Symbol-Close-Net Chg-%Chg-Volume-52WkHigh-52WkLow-YTD % Chg 1 Prospect Global Resources PGRX 1.74 -0.05 -2.79 49,036 91.00 1.50 -97.60 2 Desarrolladora Homex ADS HXM 1.17 ... ... 613,242 14.96 1.08 -90.63 3 NewLead Holdings NEWL 1.77 0.12 7.27 652,171 122.85 1.14 -90.17 4 Golden […]

August 28, 2013
Palm Harbor, Florida Broker Barred by FINRA for Failing to Fund Client's IRA

The following information appeared on FINRA’s website’s ‘Disciplinary Actions, August, 2013.” Joseph Anthony Carpenter Jr. (CRD #4998111, Registered Representative, Palm Harbor, Florida) was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Carpenter consented to the described sanction and to the entry of findings that a customer gave […]

August 28, 2013
Palm Harbor, Florida Broker Barred by FINRA for Failing to Fund Client's IRA

The following information appeared on FINRA’s website’s ‘Disciplinary Actions, August, 2013.” Joseph Anthony Carpenter Jr. (CRD #4998111, Registered Representative, Palm Harbor, Florida) was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Carpenter consented to the described sanction and to the entry of findings that a customer gave […]

June 18, 2013
Blake Richards Charged with Misappropriation of Funds by the SEC

BLAKE BANCROFT RICHARDS (CRD #4051402) Blake Richards of Buford, Georgia, was charged by the Securities and Exchange Commission (SEC) with violations of the federal securities laws for misappropriating investor funds. In May, the SEC filed an emergency action seeking a temporary restraining order and other emergency relief in federal court against Richards. The SEC’s complaint […]

May 3, 2013
Did You Experience Losses With Any of These Stocks?

Soreide Law Group, PLLC, is committed to helping victims recover investment losses due to fraudulent or negligent conduct on behalf of their broker or financial advisors. We are able to represent investors nationwide in the handling of their securities arbitration claims. Our practice focuses on recovering investment losses due to stockbroker negligence or securities fraud. […]

May 1, 2013
Did Your Broker Recommend Investing In Chinese Internet Companies?

Unfortunately, the investors in the large Chinese Internet companies, especially in the past two years, have lost a major part of their investments. Baidu (BIDU), is down 40 percent, Sina (SINA) down 60 percent, and Renren (RENN) down 85 percent. The once popular investments are now finding a huge decline. The decline can be attributed […]

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