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September 28, 2021
STUART L PEARL Fined and Suspended

STUART L PEARL (STU PEARL), was fined $5,000.00 and suspended for three months (7/6/2021 - 10/5/2021) by FINRA. Pearl was previously registered both as a broker and investment advisor.  He was last registered with David A. Noyes and Company of Indianapolis, Indiana from 07/10/2015 - 04/01/2019. On July 1, 2021, without admitting or denying FINRA’s […]

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