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June 25, 2015
Ft. Lauderdale Broker Fined and Suspended by FINRA

SYLVESTER KING JR (CRD# 4011622) of Miramar, Florida, has agreed to a $35,000 fine and an 18-month ban from the securities industry. According to the Financial Industry Regulatory Authority (FINRA), King, Jr. allegedly helped another broker conceal hundreds of thousands of dollars of customer loans. Some of the loans went to professional NBA and NFL […]

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