The Florida-based Soreide Law Group (888-760-6552) obtained the following information from FINRA’s website under, “Disciplinary and Other FINRA Actions, July 2016.” Talman Anthony Harris (CRD #3209947, Garden City, New York) was barred by FINRA for allegedly fraudulently omitting material facts when soliciting purchases of securities and engaged in outside business activities without providing his member […]

Talman Anthony Harris (CRD #3209947, Garden City, New York) and William John Scholander (CRD #2938044, Brooklyn, New York) were barred by FINRA for allegedly fraudulently omitting material facts when soliciting purchases of securities and engaging in outside business activities without providing their member firm with written notice. FINRA's findings stated that Harris and Scholander, in […]