FINRA Suspends TCM Securities Broker Michael Pellegrino, And TCM Investors File Disputes About Him Financial Industry Regulatory Authority (FINRA) BrokerCheck contains important information regarding Taylor Capital Management (TCM) securities broker Michael August Pellegrino (CRD#: 5900843, Oakbrook Terrace, Illinois). Namely, on January 6, 2021, FINRA suspended him for a period of two months. During that period, […]

Broker Dean Nowak Under Fire For Bad Advice At Taylor Capital Management Investor Alert! Soreide Law Group provides this update in regard to a problem securities broker by the name of Dean R. Nowak (CRD#: 1091819, Winter Park, Florida). Notably, FINRA BrokerCheck shows that the securities broker, who worked for Taylor Capital Management and Newbridge […]

JASON DAUGHERTY 1st Global Capital Disputes Soreide Law Group is evaluating investor disputes brought against Taylor Capital Management Inc. (also known as “TCM Securities, Inc.”) securities representative Jason Daugherty (CRD#: 4267059, Woodstock, Georgia). Notably, according to the Financial Industry Regulatory Authority (“FINRA”), at least four clients contested Daugherty’s sales practices. Here’s what they had to […]

ATTENTION INVESTORS: Customer Complaints Against TCM Securities Broker Jim Heafner James Hal Heafner a/k/a Jim Heafner (CRD#: 4837072, Charlotte, North Carolina) is an ex-Taylor Capital Management Inc. (now known as TCM Securities, Inc.) broker, and president of Heafner Financial Solutions, whose sales practices have come under fire lately. Heafner, who has appeared on TV stations […]