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April 17, 2013
FINRA Charges Tommy Belesis With Fraud, Intimidation, Trading Ahead, and Other Violations

Soreide Law Group, PLLC, a Securities Arbitration Law Firm, phone (888) 760-6552, has posted several articles on our blog regarding Anastasios "Tommy" Belesis over the past several months. The following information was listed on FINRA's website on April 15, 2013. The Financial Industry Regulatory Authority (FINRA) announced that it has filed a complaint against John […]

March 22, 2013
Thomas Belesis Charged With Defrauding Investors by SEC

Today, the Securities and Exchange Commission (SEC) charged Thomas Belesis, owner of independent broker-dealer, John Thomas Financial, and a Houston-based hedge fund manager, with defrauding investors. The SEC said hedge fund manager George R. Jarkesy Jr., worked closely with Mr. Belesis to launch two hedge funds that raised $30 million from investors, and that as […]

February 8, 2013
FBI, SEC and FINRA Investigating Tommy Belesis' Firm, John Thomas Financial

In an article, Feb. 7, 2013, in the New York Post, it was reported that (broker-dealer owner), Anastasios “Tommy” Belesis' firm, John Thomas Financial, is being investigated by the FBI, the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority Inc. (FINRA). Mr. Belesis has made many media appearances on cable business/financial shows. […]

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