Morgan Stanley Clients Bring Investment Disputes Concerning Broker Michael Rulison Soreide Law Group comes to you with new information regarding securities broker Michael Edward Rulison (CRD#: 407131, Syracuse, New York). Evidently, Rulison worked for securities firms RBC Dain Rauscher, Citigroup Global Markets, and Morgan Stanley. In fact, he joined Morgan Stanley in 2009 as a […]

Shearson Financial Clients Voice Concerns About Broker Douglas Ellman's Trading Practices The Financial Industry Regulatory Authority (FINRA) provides new information regarding securities broker Douglas Keith Ellman (CRD#: 1673088, Boca Raton, Florida). Namely, the securities broker, who worked for Shearson Financial Services beginning in June 2003, is involved in three investor disputes where investors allege sales […]

Securities Broker Viqas Akhtar Involved In National Securities Corp Client Dispute About Private Placement Suitability The Financial Industry Regulatory Authority (FINRA) reports new disclosures concerning securities broker Viqas Akhtar (CRD#: 5624412, Miami, Florida). Evidently, Akhtar is involved in seven investor disputes alleging sales practice violations such as unsuitable transactions. Six of these disputes concern Akhtar’s […]

Raymond James Clients, Morgan Keegan Clients File Investment Disputes About Securities Broker Shirley Washam Soreide Law Group has new information to share with you in regard to securities broker Shirley Ellen Washam (AKA Shirley Mazzanti and Shirley Davis) (CRD#: 2166419, Russellville, Arizona). Evidently, six investors complained about her sales practices, and one of those disputes […]

Wells Fargo Client Alleges That Broker Jordan Samelson Made Unauthorized Options Trades The Financial Industry Regulatory Authority (FINRA) shows that five or more investors filed disputes about securities broker Jordan David Samelson (CRD#: 2984356, Huntington, New York). Evidently, as of April 2016, Samelson works for securities firm Wells Fargo Clearing Services LLC in the capacity […]

Broker Ricardo Turlan Suspended By FINRA For Alleged Unauthorized Trading Soreide Law Group has new information to share with you in regard to securities broker Ricardo Turlan (aka Ricardo Patricio Perez) (CRD#: 4431836, San Antonio, Texas). Financial Industry Regulatory Authority (“FINRA”) issued Turlan a suspension between June 7, 2021, and August 6, 2021, and fined […]

Securities Broker Joseph Lianzo Faces FINRA Sanctions Over Alleged Unauthorized, Unsuitable Trading Soreide Law Group is reviewing potential investor claims relating to securities broker Joseph Augustien Lianzo (CRD#: 4516842, Melville, New York). Namely, Lianzo, who has worked for securities firm SW Financial since September 2017, agreed to an eight-month suspension as a securities broker to […]

Raymond James Clients File Disputes Alleging Sales Practice Violations By Gregory Collier The Financial Industry Regulatory Authority (FINRA) contains current information on disputes involving securities broker Gregory Cline Collier Sr. (Gregory Cline) (CRD#: 1408843, Mount Dora, Florida). Evidently, the securities broker worked for Raymond James Financial Services (April 2005 – present) as securities broker, and […]

Wynston Hill Investor Takes Issue With Robert Calamunci's Sales Practices Financial Industry Regulatory Authority (FINRA) BrokerCheck shows that a Wynston Hill Capital LLC client took aim at the sales practices of securities broker Robert Joseph Calamunci Sr. (CRD#: 1618899, Bronx, New York). In addition, FINRA and the National Association of Securities Dealers (NASD) both sanctioned […]