Investors have come forward with complaints about securities broker James Tracy Stines [CRD#: 1175075, Richmond, Virginia]. Evidently, the securities broker, who worked for BBT Securities, discloses investor disputes on FINRA BrokerCheck. For more on these disclosures about Stines, see below. BBT Securities Client Accuses James Stines Of Failing To Follow Instructions Evidently, on March 11, […]

Soreide Law Group comes to you with new information regarding securities broker Neil David Berlant (CRD#: 19550, Los Angeles, California). Namely, FINRA sanctioned the securities broker, who worked for D.A. Davidson & Co. (DADCO) between November 2013 and June 2020. Also, his employer discharged him in May 2020, and a client complained about his sales […]

Investor Disputes Reported On BrokerCheck Record Of Michael Valdini (Worden Capital, J.D. Nicholas) Investment loss recovery counsel at Soreide Law Group provide you with new information on securities broker Michael Anthony Valdini (CRD#: 5599281, Mineola, New York), who discloses information about investor complaints on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Valdini worked […]

Clients Of GMS Group Bring Investment Disputes About Broker William Ornstein Soreide Law Group updates you concerning FINRA BrokerCheck disclosures on William Martin Ornstein (CRD#: 500470, Boca Raton, Florida). It appears that the disclosures involving Ornstein concern his employment at securities firm GMS Group, where he was a broker from October 2001 to December 2021. […]

Merrill Lynch Client And Beam Asset Management Client File Disputes About Broker Curtis Wilson FINRA BrokerCheck indicates that investors alleged improper sales practices involving securities broker Curtis Brian Wilson “Curt Wilson” (CRD#: 1517272, Tulsa, Oklahoma) and that those violations resulted in damages. Evidently, Wilson worked as a financial advisor for Beam Asset Management (2012 to […]

Client Files Investment Dispute About Jason Skyler (TKG, Kovack) FINRA provides important information in regard to securities broker Jason Brando Skyler (CRD#: 4634466, Santa Barbara, California)). Evidently, Skyler worked as a securities broker or financial advisor for Kovack Securities from 2017 to 2020. Also, he worked for TKG Financial LLC from 2006 to 2017. Here […]

Stefan Pastor Is Barred By FINRA And Involved In A Raymond James Investor Dispute Notably, FINRA provides important information in regard to securities broker Stefan Anton Pastor (CRD#: 5141819, Fort Lauderdale, Florida). It appears that the disclosures involving Pastor concern his employment at securities firms Raymond James Financial Services. Let’s take a closer look at […]

Morgan Stanley Clients, AG Edwards Clients Bring Investment Disputes Concerning Mark Potocsny Investment loss recovery counsel at Soreide Law Group provides this update on securities broker Mark Julius Potocsny (CRD#: 2417184, Cheshire, Connecticut), who discloses information about investor disputes on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Particularly, Potocsny, who worked for securities firms Morgan Stanley […]

Broker David Stateman Barred And Subject Of Client Dispute Soreide Law Group has new information to share with you in regard to securities broker David Alan Stateman (CRD#: 5530638, Miami, Florida). It appears that FINRA indefinitely barred Stateman as a securities broker. Not only that, but Stateman is involved in an investor dispute that alleges […]