New Jersey Bureau Of Securities Revokes Broker Maria Tamburro's Securities Agent License Soreide Law Group is looking into potential investor disputes against securities broker Maria Tamburro [CRD#: 5977689, Florham Park, New Jersey]. Mainly, New Jersey Bureau of Securities revoked her securities agent license and FINRA barred her for unauthorized trading. Tamburro, who most recently worked […]

The Soreide Law Group has obtained the following summary of information from FINRA’s website, “Disciplinary and Other FINRA Actions, January, 2015.” James Mark McLaughlin (CRD #1925099, Westover, Alabama) was barred by FINRA for allegedly excessively trading in clients’ accounts. FINRA's findings stated that McLaughlin recommended unsuitable short-term trading of A-share mutual funds in clients’ accounts, […]