Investors potentially incurred losses because of securities broker William Lee Notrica [CRD: 817537, Laguna Niguel, California], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. William Notrica worked for RBC Capital Markets LLC from February 25, 2004, to February 18, 2022, and has been registered with Aegis Capital Corp. since February 24, 2022. Investors […]

FINRA fined securities broker Glenn Edwin Bridwell Jr. (also known as Ed Bridwell) [CRD: 1783191, Wichita, Kansas], and an investor complained about him, based on publicly available information found on FINRA BrokerCheck. Evidently, Bridwell was registered with FBL Marketing Services LLC from January 13, 1988, to October 2, 2024. Read on to find out more […]

Investors potentially experienced sales practice violations by securities broker Lily Elizabeth Li [CRD: 1741746, New York, New York], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Li has worked with Tigress Financial Partners LLC since April 19, 2016, and she previously served as an investment adviser representative with […]

Investors potentially incurred losses because of securities broker Ryan Reynolds Leblanc [CRD: 2631068, Luling, Louisiana], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Leblanc has been registered with LPL Financial LLC as a broker since August 26, 2005, and as an investment adviser since November 9, 2005. Read on for […]

Investors might have sustained losses because of securities broker Enyinnaya Ihechituru Kanu (also known as Enyi Ihechituru Kanu and Ihechituru Enyinnaya Kanu) [CRD: 1863520, Cincinnati, Ohio], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Kanu worked for Capital City Securities LLC from July 4, 2023, to October 7, 2025, […]

Investors potentially incurred losses because of securities broker Joseph Pierre Barreca Jr. (also known as Joe Barreca) [CRD: 3276048, Metairie, Louisiana], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Barreca has worked for Wells Fargo Clearing Services LLC and Wells Fargo Advisors since October 11, 2024, and previously worked for […]

Investors apparently complained about securities broker Sergio M. Rovner (also known as Sergey Rovner) [CRD: 2884441, New York, New York], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Rovner has been registered with Aegis Capital Corp. since July 2, 2014. Keep reading to discover more about the disclosures […]

Investors have reportedly disputed the sales practices of securities broker Jeffrey Donald Poosch (also known as Jeff Poosch) [CRD: 2490703, Port Huron, Michigan], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Poosch worked for Prospera Financial Services Inc. from April 19, 2021, to the present, for Cetera Advisor Networks LLC […]

Investors potentially experienced sales practice violations by securities broker Jason James Nardella (also known as Jay Nardella) [CRD: 2931678, Naples, Florida], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Nardella has been registered with Ameriprise Financial Services LLC from October 8, 1997, to the present in his broker […]