Financial Industry Regulatory Authority (FINRA) BrokerCheck shows disclosures about securities broker Dan Edward Droeg (also known as Dan Edwards Droeg) [CRD: 1509210, Mesa, Arizona]. Droeg worked for United Planners Financial Services of America from August 12, 2021, to October 11, 2021, and previously worked for firms such as H. Beck and Sagepoint Financial. Keep reading […]

Investors might have sustained losses due to securities broker Philip Anthony Riposo [CRD: 400056, Cave Creek, Arizona], and FINRA has sanctioned him, according to disclosures on the Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Riposo was previously registered with United Planners' Financial Services of America A Limited Partner from December 7, 2015, to March 8, […]

Client Of United Planners Financial Services Takes Issue With Broker Pat Vitucci's Variable Annuity Sales The Financial Industry Regulatory Authority (FINRA) contains new disclosures concerning securities broker Pasquale “Pat” Vitucci (CRD#: 2290163, Walnut Creek, California). It appears that 21 investors filed disputes alleging sales practice violations by the securities broker. FINRA BrokerCheck shows that Vitucci […]