Customers Allege Unsuitability Against Santander Securities, Roberto Feria Cestero Roberto Feria Cestero (CRD#: 3266245, Hato Rey, Puerto Rico) is a prior Santander Securities LLC securities broker. He worked at the dually-registered brokerage firm and investment adviser firm from July 14, 2006 to October 14, 2016. Evidently, many investors have disputed Cestero’s sales practices. Specifically, the […]

Claims Against Wells Fargo’s Scott Hilton, Ricardo Guimaraes, Jason Pokorny Soreide Law Group is investigating possible claims of unsuitability against Wells Fargo Clearing Services, LLC brokers Scott Hilton, Ricardo Guimaraes and Jason Pokorny. Wells Fargo Clearing Services, LLC is a brokerage firm regulated by the Financial Industry Regulatory Authority (“FINRA”) and investment adviser firm regulated […]

Losses From Oppenheimer Brokers Daniel Katz, Anatole Forostenko, Eric Willer? Soreide Law Group is investigating claims of sales practice violations including misrepresentation and suitability on behalf of customers who invested with Oppenheimer & Co. Inc. (CRD#: 249, New York, New York) securities brokers and financial advisors including Daniel Katz, Anatole Forostenko and Eric Willer. Here […]

Park Avenue Securities Allegedly Sold Unsuitable Investments Park Avenue Securities LLC (CRD#: 46173, New York, New York) is a brokerage firm regulated by Financial Industry Regulatory Authority and investment adviser firm regulated by the Securities and Exchange Commission. Soreide Law is reviewing possible investor claims of unsuitability against Park Avenue Securities LLC brokers Jason Tyler […]

Wells Fargo Sued For Excessive Trading, Unsuitability Soreide Law Group is investigating claims of unsuitability on behalf of customers who invested with Wells Fargo Clearing Services, LLC (CRD#: 19616, St. Louis, Missouri) securities brokers and financial advisors Robyn Zitzewitz Rose, David Michael Bellia, Richard Clarence DeYoung Jr. and Nathan Berry Hooker, all who disclosed disputes. […]

Vanguard Natural Resources (OTCMKTS: VNRR) Losses? Soreide Law Group is investigating claims on behalf of investors who were advised by their broker to purchase Vanguard Natural Resources Inc. (OTCMKTS: VNRR), a company headquartered in Houston, Texas concentrating on acquiring, producing and developing oil and natural gas properties. Vanguard Natural Resources Files For Chapter 11 Bankruptcy […]

Claims Filed Against UBS For Excessive Fees And Unsuitability Soreide Law Group is investigating excessive trading, misrepresentation and suitability claims on behalf of customers who invested with UBS Financial Securities Inc. (CRD#: 8174, Weehawken, New Jersey) brokers and financial advisors including Susan Lyn Crown, Michael Patrick Gerard, Brandt Judah Cybul and Martin Patrick McLaughlin. The […]

Customers Allege Merrill Lynch Brokers Sold Unsuitable Investments Soreide Law Group is investigating excessive trading, misrepresentation and suitability claims on behalf of customers who invested with Merrill Lynch , Pierce, Fenner & Smith incorporated (CRD#: 7691, New York, New York) securities brokers and financial advisors including Matthew Martin Howley, Matthew Allen Ashley, Jon Monk and Robert […]

Soreide Law Investigating Ameriprise For Unsuitability And Misrepresentation Soreide Law Group is investigating claims of unsuitability and misrepresentation on behalf of customers who invested with Ameriprise Financial Services brokers and financial advisors including John Anthony Gruber, Johnny Gin Yang Ng and Douglas Dinzik. Ameriprise Financial Services, Inc. (CRD#: 6363, Minneapolis, Minnesota) is an investment adviser […]