Customers Bring Unsuitability Allegations Against FMSBonds’ Zachary Evan Feinsilver Zachary Evan Feinsilver (CRD#: 5023830, North Miami Beach, Florida) is a general securities representative of FMSBonds, Inc. He joined the firm on December 9, 2005. Critically, the Financial Industry Regulatory Authority BrokerCheck Report for Zachary Feinsilver shows that at least four customers disputed his sales practices. […]

Next Financial Group’s Mark Lee Tevebaugh Allegedly Sold Bad Investments Mark Lee Tevebaugh (CRD#: 1567001, Indian Harbour Beach, Florida) is a general securities representative for Next Financial Group, Inc. According to person’s Financial Industry Regulatory Authority (“FINRA”) BrokerCheck Report, four customers have alleged that he engaged in sales practice violations. Check out the following summary […]

Misconduct Facing J.P. Morgan Brokers Siu Chun  Soreide Law Group is investigating claims on behalf of investors who purchased investments through J.P. Morgan broker Siu Chun. Here are Siu Lun E. Chun’s disclosures regarding their alleged misrepresentation of investments: January 2, 2018 Complaint Against Siu Chun Siu Lun E. Chun (CRD#: 5665707, Flushing, New York) […]

H. Beck, Inc. Brokers Report Alleged Misconduct Affecting Customers H. Beck, Inc. (Rockville, Maryland) is an investment advisor registered with the Securities and Exchange Commission (SEC#: 31165) and brokerage firm regulated by Financial Industry Regulatory Authority (“FINRA”) (CRD#: 1763). As of January 2019, the firm has disclosed 18 regulatory events. Namely, those events concern a […]

Customers Allege Misconduct By First Allied Securities Brokers Soreide Law Group is investigating claims on behalf of investors who may have been victim to sales practice violations committed by First Allied Securities, Inc. (CRD#: 32344, San Diego, California) brokers including Douglas Alexander and Kevin Vandyke. Here is a summary of customers’ complaints against those brokers: […]

Customers Raise Allegations Of Edward Jones Broker Misconduct Edward Jones – an investment adviser firm and brokerage firm regulated by both Financial Industry Regulatory Authority (“FINRA”) and Securities Exchange Commission (“SEC”) disclosed on its FINRA BrokerCheck Profile that on 71 occasions, the firm has been on the receiving end of a regulatory action for allegedly […]

Soreide Law Investigating Claims Against Apollo Commercial Real Estate Finance (ARI) Soreide Law Group is investigating potential claims on behalf of investors who were sold Apollo Commercial Real Estate Finance, Inc. (NYSE: ARI) by their broker. ARI is a real estate investment trust (REIT) primarily originating and investing in commercial mortgages and mezzanine loans which […]

Misconduct Allegations Against UBS Financial Services Brokers UBS Financial Services Inc.  (CRD#: 8174) is a Financial Industry Regulatory Authority (“FINRA”) regulated brokerage firm and (“SEC”) regulated investment adviser firm. UBS’ main offices are in Weehawken, New Jersey. UBS has reported 858 discloses regarding its alleged mishaps in the securities industry. 453 of those disclosures concern […]

H.D. Vest Customers Allege Karl Ronald Foust Sold Unsuitable Investments Karl Ronald Foust Jr. (CRD#: 1010291, Boca Raton, Florida) is a prior H.D. Vest Investment Services securities representative. Foust began working at the firm’s Boca Raton, Florida branch on November 5, 2009. Financial Industry Regulatory Authority (“FINRA”) BrokerCheck shows that numerous customers have complained about […]