Soreide Law Group is reviewing potential investor claims on behalf of individuals who incurred losses from securities broker Dharmesh Virendra Vora [CRD: 2629494, Flagstaff, Arizona]. Evidently, Vora has worked for Vora Wealth Management in Flagstaff, Arizona, since April 4, 2011. Read on to discover more about the disclosures involving Dharmesh Vora, including investor disputes alleging […]

Securities broker William King (also known as Bill King) [CRD: 1432593, Vero Beach, Florida] has come under scrutiny for multiple investor disputes during his tenure at Merrill Lynch Pierce Fenner Smith Inc. in Vero Beach, FL, from November 19, 1985, to May 4, 2023. This article provides a detailed overview of the disclosures related to […]

Soreide Law Group is currently conducting an investigation into potential claims on behalf of investors who may have experienced losses with Raul Benitez [CRD#: 4457185, Aventura, Florida]. Evidently, he worked for Wells Fargo Clearing Services LLC in Aventura, FL, from 2018 to 2023. Also, he worked for SunTrust Investment Services Inc. in Miami, FL, from […]

Soreide Law Group is currently reviewing potential claims on behalf of investors who may have encountered financial setbacks due to the actions of Alan Zelig Appelbaum [CRD: 500336, Boca Raton, Florida]. Evidently, Appelbaum's employment with Aegis Capital Corp. spanned from July 8, 2015, to May 14, 2021. Investors with connections to Appelbaum are urged to […]

Soreide Law Group is currently investigating potential claims on behalf of investors who have encountered financial setbacks potentially linked to the actions of securities broker Rebecca King Wah Ng-Tsang [CRD#: 5578435, Bellevue, Washington]. Ng-Tsang was previously affiliated with Cetera Investment Services LLC in Bellevue, Washington, from January 3, 2013, to November 11, 2021. This overview […]

Soreide Law Group is investigating potential claims on behalf of investors who may have suffered losses due to the actions of Richard Whitfield Brown [CRD: 1595628, Fort Myers, Florida]. Evidently, Brown has a history of employment with Summit Brokerage Services Inc. from May 2, 2003, to September 20, 2019, and more recently with Cetera Advisor […]

Soreide Law Group is conducting an investigation into potential claims on behalf of investors who may have suffered losses due to the actions of securities broker Michael Thomas Yochum (also known as Mike Yochum) [CRD#: 1126991, San Francisco, California]. Evidently, Michael Yochum is a registered broker and investment advisor with UBS Financial Services Inc., where […]

Soreide Law Group is actively investigating potential claims on behalf of investors who may have sustained financial losses due to the actions of Seth Barnes Stewart, a previously registered broker and investment adviser [CRD: 5467292, Jefferson, Indiana]. Specifically, Stewart was affiliated with Center Street Securities Inc. from February 17, 2012, to November 18, 2020, and […]

Soreide Law Group is actively investigating potential claims on behalf of investors who may have sustained financial losses due to the actions of securities broker Lei Shen (also known as Peter Shen) [CRD#: 5769894, Orange, California]. Peter Shen joined Ni Advisors since January 2, 2020. He worked for Independent Financial Group LLC from January 22, […]