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November 29, 2023
Investigation Alert: Tammie Farrell

Soreide Law Group is currently investigating potential claims on behalf of investors who have sustained financial losses involving securities broker and financial advisor, Tammie Lyn Farrell (also known as Tammie Lyn Brown, Tammie Lyn Burk, and Tammie Burk Farrell) [CRD#: 2475931, Franklin, North Carolina]. Tammie Farrell is registered both as a securities broker with Capital […]

October 1, 2023
Investigation Of Securities Broker John Egan

Soreide Law Group is currently investigating potential claims on behalf of investors who may have sustained financial losses through dealings with John Kevin Egan (CRD: 2221733, Glendora, California). Egan was formerly a registered financial advisor and broker, notably affiliated with Western International Securities, Inc. from July 22, 1996, to March 31, 2021. Evidently, there are […]

September 27, 2023
Geneos Investors Complain About Edward Barfield

Soreide Law Group is conducting an investigation into potential claims on behalf of investors who may have sustained losses due to the actions of securities broker and financial advisor Edward Joseph Barfield (also known as Edward Barfield) (CRD: 4257082, Kirkwood, Missouri). Evidently, Barfield joined Geneos Wealth Management, Inc. on March 23, 2021. Before that, he […]

September 25, 2023
Investors Complain About David Karin

Soreide Law Group is currently investigating potential claims on behalf of investors who may have sustained financial losses due to the activities of securities broker David Wayne Karin (CRD#: 2486154, Westlake Village, California). Specifically, Karin has been registered with Western International Securities, Inc. since March 30, 2012. Moreover, he has been affiliated with IA Western […]

September 2, 2023
Rene Castro Discloses Allegations Of Unsuitable Recommendations

Soreide Law Group is investigating possible investor claims against securities broker Rene Javier Castro [CRD: 2559410, Upland, California]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Center Street Securities Inc. Evidently, investors allege sales practice violations in these disputes, including inappropriate advice. […]

August 31, 2023
JP Morgan Complex Structured Note Losses?

In recent years, major banks such as RBC, Banc of America, and JP Morgan Chase have been fervently producing "structured notes", amassing sales in billions. These banks purport that these notes offer investors a taste of both equity growth and fixed income benefits. However, the real question is, are these notes as promising as they […]

August 31, 2023
Mobile Infrastructure Corp. Losses?

At Soreide Law Group, we're actively probing into the potential investor claims tied to broker-dealers. There are concerns that some might have inappropriately advised for investors to purchase Parking REIT (recently rebranded as Mobile Infrastructure Corp.). Update on Net Asset Value (NAV) Shares of Mobile Infrastructure Corporation are reportedly valued at $14.76 per share as […]

August 18, 2023
FINRA Bars David Miller

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker David Harrison Miller [CRD: 4648882, Atlanta, Georgia]. Not only has FINRA sanctioned Miller for failing to cooperate during its probe of investment recommendations, but investors disputed the sales practices of the securities broker. However, Miller denies the allegations. Read on to learn more […]

August 16, 2023
Hartman vREIT XXI Concerns: Is Your Investment At Risk?

Soreide Law Group is looking into possible investor claims related to securities firms and financial advisors who might have inappropriately advised clients to invest in Hartman vREIT XXI Inc. (also known as Silver Star Properties REIT). An SEC filing revealed serious news about Hartman vREIT XXI, Inc. The company faces considerable uncertainty about its ability […]

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