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August 27, 2019
Losses From MICHAEL FISHER, WELLS FARGO?

Losses From MICHAEL FISHER, WELLS FARGO? Soreide Law Group is investigating possible claims on behalf of investors against prior Wells Fargo Advisors, LLC representative Michael Fisher (CRD#: 4056114, Melville, New York). Fisher, who worked for Wells Fargo from 2012 to 2016 and who since affiliated with Ameriprise Financial Services, discloses through FINRA BrokerCheck that four […]

August 8, 2019
RICK KONECNY Sell You Bad Stocks?

Losses from Rick Konecny? The Financial Industry Regulatory Authority (“FINRA”) reports troubling disclosures from securities broker Rick Konecny (CRD#: 1727785, Chicago, Illinois). Evidently, the securities broker, who recently worked for J.P. Morgan Securities LLC (July 2013 to April 2016), discloses three regulatory sanctions, including a permanent bar from the securities industry by FINRA, along with […]

July 21, 2019
RYAN LEE Cause Your Investment Losses?

RYAN LEE Cause Your Investment Losses? Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) BrokerCheck report for prior Fidelity Brokerage Services LLC broker Ryan Lee (CRD#: 4169548, Wayne, New Jersey) confirms that clients disputed his sales practices. In addition to the five plus investors who took aim at Lee’s sales practices, Fidelity discharged him for […]

March 6, 2019
ATTENTION: Clients of JMS Broker CHRISTOPHER DAVID SINKULA

Soreide Law Group (888-760-6552), based in Pompano Beach, Florida, is investigating claims against, JANNEY MONTGOMERY SCOTT LLC of Stuart, Florida, broker: CHRISTOPHER DAVID SINKULA (CHRIS SINKULA) CRD#: 2001512  According to FINRA’s BrokerCheck, which is available to the public on FINRA’s website, CHRISTOPHER DAVID SINKULA, has 11 Disclosures on his report dating as far back as […]

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