Investors have reportedly disputed the sales practices of securities broker Ashley Charles Woodard [CRD: 4703144, Greenville, South Carolina], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Woodard worked for NYLIFE Securities LLC from December 21, 2017, to October 28, 2020; IFS Securities from February 15, 2017, to November 13, 2017; and […]

Investors might have sustained losses due to securities broker Daniel Tuan Kien Loy (also known as Tuan Loy) [CRD: 3029654, Milpitas, California], according to disclosures on FINRA BrokerCheck. Evidently, Daniel Loy has worked with Independent Financial Group LLC following his registration with Voya Financial Advisors. Check out the following information about the disclosures involving this […]

Soreide Law Group is investigating possible investor claims against David Cameron Monckton (CRD: 2252224, Columbia, South Carolina). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Voya Financial Advisors Inc. Evidently, one or more investors alleged misconduct in these disputes, including that Monckton […]

Investors have come forward with complaints about securities broker Craig Eugene Friedrichsen (also known as Coach Craig) (CRD: 2774629, Topeka, Kansas). Evidently, the securities broker, who worked for Voya Financial Advisors Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Voya Financial Advisors Inc. clients allege that Friedrichsen gave unsuitable advice. For […]

Soreide Law Group is investigating possible investor claims against securities broker Clark Owen [CRD #: 6096730, Cupertino, CA]. Owen worked for (1) Cetera Investment Advisors and Cetera Investment Services from 2018-Present; (2) NI Advisors from 2016-2018; and (3) Voya Financial Advisors from 2014-2015. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that a NI Advisors […]

Voya Client Alleges Misrepresentation By Securities Broker William Johnson Soreide Law Group is reviewing investor disputes concerning securities broker William Colie Johnson (CRD#: 3174473, Greenville, South Carolina), as disclosed on FINRA BrokerCheck. Evidently, Johnson was a securities broker at Voya Financial Advisors from 1999 to 2019. Let’s take a closer look at the allegations of […]

Broker Gregory Young Faces Alternative Investment Disputes From Voya Financial Clients FINRA BrokerCheck contains important disclosures on Gregory Scott Young (CRD#: 3063221, Blythewood, South Carolina). It appears that Young worked for Voya Financial Advisors (2012 to 2017), and JP Turner Company (2010 to 2012). You’ll want to take a closer look at the allegations of […]

Voya Financial Advisors Clients Allege Failure To Supervise In Disputes About Securities Broker Ronnie Metcalf The Financial Industry Regulatory Authority (FINRA) reports important information relating to securities broker Ronald Franklin Metcalf Jr. (“Ronnie Metcalf”) (CRD#: 1280602, Greenville, South Carolina). Evidently, until June 2021, Metcalf worked for Voya Financial Advisors as a securities broker and financial […]

Voya Securities Broker Pete Mersberger Facing Allegations Of Sales Practice Violations Soreide Law Group has new information to share with you in regard to securities broker Peter Jerome Mersberger “Pete Mersberger” (CRD#: 2372186, Sheboygan Falls, Wisconsin). Namely, four investors challenged Mersberger’s sales practices, and two of those disputes concern his actions at Voya Financial Advisors […]