The following summation of information was found on FINRA’s website under “Disciplinary and Other FINRA Actions, May, 2014.” Call Soreide Law Group, a Securities Arbitration Law Firm at (888) 760-6552. Wan Soo Kim (CRD #5986534, Los Angeles, California) was assessed a deferred fine of $7,500 and suspended by FINRA for nine months. Allegedly, Kim signed […]