The following list of individual brokers who were barred by FINRA, appeared on FINRA's website under, ""Disciplinary and Other Actions, June, 2014." Individuals Barred for Failure to Provide Information or Keep Information Current Pursuant to FINRA Rule 9552(h) (If the bar has been vacated, the date follows the bar date.) Christopher Bryan Babbitt (CRD #6123929) […]

The following list was obtained on FINRA's "Disciplinary and Other Actions, June, 2014." The following are the Firms Suspended for "Failure to Supply Financial Information Pursuant to FINRA Rule 9552" (According to FINRA, the date the suspension began is listed after the entry. If the suspension has been lifted, the date follows the suspension date.) […]