The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Albert Foronda AKA Albert Foronda [CRD#: 5737620, New York, NY]. Evidently, investors disputed the sales practices of the securities broker, who worked for Worden Capital Management. Additionally, the securities broker discloses a regulatory enforcement action. However, Foronda denies the allegations of sales practice […]

The Financial Industry Regulatory Authority (FINRA) reports allegations of sales practice violations by securities broker John Sebastion Cangialosi [CRD#: 3273830, New York, NY]. Cangialosi worked for (1) S.W. Financial from 2019 to 2022; (2) Worden Capital Management LLC from 2016 to 2019; and (3) Legend Securities Inc. from 2013 to 2016. Evidently, one or more […]

Investor Disputes Reported On BrokerCheck Record Of Michael Valdini (Worden Capital, J.D. Nicholas) Investment loss recovery counsel at Soreide Law Group provide you with new information on securities broker Michael Anthony Valdini (CRD#: 5599281, Mineola, New York), who discloses information about investor complaints on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Valdini worked […]

Securities Broker Michael Capolongo Involved In Worden, Laidlaw Investor Complaints Soreide Law Group provides you with an update in regard to the investment disputes involving securities broker Michael Philip Capolongo (CRD#: 5702165, Hauppauge, New York). It appears that three investors disputed Capolongo’s sales practices. Although Capolongo currently works for Network 1 Financial Securities, the investment […]

Investor Disputes Allege Breach Of Fiduciary Duty, Churning By Worden Capital Securities Broker Nicholas Schiano Investors reportedly complained about securities broker Nicholas James Schiano (CRD#: 4429212, New York, New York). Evidently, the securities broker worked for securities firms, including Legend Securities (2013 to 2016), Worden Capital Management (2016 to 2017), and Spartan Capital Securities (August […]

Worden Capital Managment Clients File Disputes Concerning Broker Christ Baltas The Financial Industry Regulatory Authority (“FINRA”) reported that investors filed disputes about securities broker Christ Elias Baltas (CRD#: 2570499, Melville, New York). Namely, two investors filed disputes about Baltas’ sales practices. Those disputes seem to concern his actions while working for Worden Capital Management (Melville, […]

FINRA Bars Christopher Orlando For Allegedly Making Unsuitable Trades In Worden Client Accounts The Financial Industry Regulatory Authority (FINRA) shows through BrokerCheck that it barred securities broker Christopher George Orlando (CRD#: 4136262, New York, New York). Evidently, Orlando worked for firms Worden Capital Management (2016 to 2019), St. Bernard Financial Services (2019 to 2020), and […]

Spartan Capital Securities Broker Albert Foronda Sanctioned By FINRA, Involved In Investor Disputes Soreide Law Group has come across troubling information in regard to securities broker Albert Foronda (CRD#: 5737620, New York, New York). Evidently, the securities broker worked for Spartan Capital Securities LLC (August 2017 to present), Worden Capital Management LLC (2016 to 2017) […]

Broker David Weisberg Purportedly Churns, Excessively Trades In Worden Capital Client Accounts Soreide Law Group is reviewing whether to bring lawsuits on behalf of investors against securities broker David Weisberg (CRD#: 5610111, New York, New York). Not only has Financial Industry Regulatory Authority (“FINRA”) sanctioned the securities broker for “excessive and unsuitable” trading, but at […]