Broker Jason Wilk Possibly Made Unsuitable Trades Financial Industry Regulatory Authority (“FINRA”) BrokerCheck reveals quite troubling information in regard to securities broker Jason Andrew Wilk (CRD#: 6072438, New York, New York). Evidently, FINRA suspended Wilk as a securities broker between 2019 and 2020 for non-compliance with a request for information. Not only that, but no […]

FINRA Suspends Broker Brian Decker Soreide Law Group is investigating potential investor lawsuits against barred securities broker Brian Keith Decker [CRD#: 4565524, New York, New York]. Apparently, Decker associated with Worden Capital Management from 2017 to 2018. He also worked for Legend Securities from 2009 to 2016. Notably, FINRA barred the securities broker, and 11 […]

GREGORY DEAN Barred by FINRA On August 15, 2019, the Financial Industry Regulatory Authority (“FINRA”) barred Worden Capital Management LLC securities broker Gregory Dean (CRD#: 4922996, Rockville Centre, NY) for unsuitable trading and churning. Evidently, Dean, a general securities representative and securities principal who worked for brokerages including Worden Capital Management (2014 – 2019) and […]