The Soreide Law Group, (888) 760-6552, has obtained the following summation of information from FINRA’s website under “Disciplinary and Other FINRA Actions, January, 2014.”
Timothy John Coyle (CRD #2437046, Registered Representative, Palm Harbor, Florida)
was recently fined $5,000 and was suspended from December 2, 2013, through June 1, 2014. Without admitting or denying the findings, Timothy J. Coyle consented to the described sanctions and to the entry of findings that he forged signatures on documents. Coyle also allegedly forged a customer’s initials next to the amendments to a variable annuity application.
FINRA's findings stated that the customer signatures and initials that Timothy J. Coyle forged, were done without his clients’ knowledge or consent.
(FINRA Case #2012031517302)
According to FINRA's BrokerCheck, Timothy John Coyle is not currently registered with any FINRA firm. Timothy John Coyle was previously registered with the following FINRA firm(s):
NEW ENGLAND SECURITIES (CRD# 615) - TAMPA, FL
07/2008 - 02/2012
NEW ENGLAND SECURITIES (CRD# 615) - TAMPA, FL
08/2006 - 09/2006
NEW ENGLAND SECURITIES (CRD# 615) - TAMPA, FL
02/2003 - 08/2006
This ends the information from FINRA’s website.
Ft. Lauderdale-based, Soreide Law Group, represents clients nationwide in arbitrations before FINRA. For a free consultation on how to potentially recover your investment losses call: 888-760-6552.
Investors apparently complained about securities broker Matthew Robert Westberry (also known as Matt Westberry) [CRD: 4908745, Marion, Iowa], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Westberry worked for SCF Securities Inc. from February 28, 2022, to October 23, 2024, and previously worked for LPL Financial LLC from August 10, 2018, to […]
Investors may have suffered financial harm by securities broker Joseph Anthony Monaco Jr. [CRD: 1398158, Melville, New York], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Monaco worked for Oppenheimer Co. Inc. from June 7, 2023, to December 6, 2024, and previously worked for Stifel Nicolaus from June 25, 2014, to […]
Investors potentially experienced sales practice violations by securities broker Scott Thomas Schaul [CRD: 2200484, Attleboro, Massachusetts], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Schaul worked for Essex Securities LLC from March 22, 2010, to August 6, 2019, Pinnacle Investments LLC from June 28, 2019, to April 13, 2026, and has […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com