The Soreide Law Group, (888) 760-6552, has obtained the following summation of information from FINRA’s website under “Disciplinary and Other FINRA Actions, January, 2014.” Timothy John Coyle (CRD #2437046, Registered Representative, Palm Harbor, Florida) was recently fined $5,000 and was suspended from December 2, 2013, through June 1, 2014. Without admitting or denying the findings, […]

The following information was found on FINRA’s website under “Disciplinary and Other FINRA Actions, September, 2013.” Call Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552. Jill Meredith Carr (CRD #5353409, Registered Representative, Ellicott City, Maryland) was fined $10,000 and suspended from association with any FINRA member in any capacity for two years. Without […]

The following information was found on FINRA’s website under “Disciplinary and Other FINRA Actions, September, 2013.” Call Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552. Jill Meredith Carr (CRD #5353409, Registered Representative, Ellicott City, Maryland) was fined $10,000 and suspended from association with any FINRA member in any capacity for two years. Without […]

The following information was obtained on FINRA’s website under “Disciplinary and Other FINRA Actions, August, 2013,” by Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552. Roger Allan Fuller (CRD #1722316, Registered Representative, McGregor, Texas) was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Fuller consented […]

The following information is from FINRA’s website under “Disciplinary and Other FINRA Actions, March, 2013.” Paul Elvidge Jr. (CRD #1852650, Registered Principal, Port St. Lucie, Florida) was barred from association with any FINRA member in any capacity and ordered to pay $620,177.90, plus interest, in restitution to customers. Without admitting or denying the findings, Elvidge […]

It was reported on FINRA's BrokerCheck that in October of 2012, Clyde Marshall Thornburg, CRD# 1065161, was permanently barred from association with any FINRA member in any capacity by FINRA. Thornburg allegedly traded UITs (Unit Investment Trusts), corporate debt obligations, and mutual funds in his customers’ accounts. FINRA found that Thornburg executed trades that were […]

Brent Keith Deviney (CRD #2131402, Registered Representative, West Palm Beach, Florida) was barred from association with any FINRA member in any capacity. The sanction was based on findings that Deviney failed to respond to FINRA requests for information and documents, and to appear for on-the-record interviews in connection with an investigation of allegations that Deviney […]

The following information was obtained on FINRA’s website’s ‘Disciplinary Actions, January 2012.”   Jan D. Narrine (CRD #5738183, Associated Person, Winter Garden, Florida)   submitted a Letter of Acceptance, Waiver and Consent in which he was barred from association with any FINRA member in any capacity.   Without admitting or denying the findings, Narrine consented […]