Investors File Disputes About Thais Piotrowski

Investors have come forward with complaints about securities broker Thais Piotrowski AKA Thais Drummond Moreira [CRD#: 4729077, Boca Raton, FL]. Evidently, the securities broker, who worked for Ameriprise Financial Services, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Ameriprise Financial Services clients allege that Piotrowski made unsuitable recommendations. For more on these disclosures about Piotrowski, see below.

Thais Piotrowski Discloses Unsuitable Recommendations Allegations By Ameriprise Financial Services Client

Evidently, on September 2, 2022, an Ameriprise Financial Services client filed FINRA Arbitration #: 22-01995 about Thais Piotrowski. Namely, the client alleged that Piotrowski made unsuitable recommendations. Because of this, the client sustained damages on Business Development Corp. (BDC). Therefore, the client requested $150,000 in compensation from Ameriprise Financial Services or Piotrowski. Evidently, this arbitration is pending a resolution.

Piotrowski Discloses Unsuitable Trading Allegations By Ameriprise Financial Services Client

Also, on July 16, 2013, an Ameriprise Financial Services client filed a complaint about Thais Piotrowski. Notably, the client alleged that Piotrowski made unsuitable transactions. Because of this, the client sustained damages on variable annuities. Therefore, the client requested compensation from Ameriprise Financial Services or Piotrowski. Evidently, this complaint was denied.

Thais Piotrowski Discloses Unauthorized Transactions Allegations By Ameriprise Financial Services Client

Also, a client of Ameriprise Financial Services contested Thais Piotrowski’s sales practices, according to a complaint dated April 29, 2009. Allegedly, Piotrowski made unauthorized transactions. Supposedly, the mutual funds which Piotrowski sold or recommended had caused the client to sustain damages. Therefore, the client asked for compensatory relief from Ameriprise Financial Services or Piotrowski in the amount of $7,319 in this matter. However, the firm denied the complaint.

Recent Employer Information

Thais Piotrowski worked for IDS Life Insurance Company in Minneapolis, MN, as a securities broker from February 9, 2004 to July 3, 2006. Piotrowski has been employed by Ameriprise Financial Services in Boca Raton, FL, as a securities broker since February 9, 2004.

Piotrowski has been employed by Ameriprise Financial Services in Boca Raton, FL, as a financial advisor since February 18, 2004.

Did Ameriprise Financial Services Securities Broker Thais Piotrowski Cause You To Experience Damages?

Have you suffered damages because of securities broker Thais Piotrowski? If so, get in touch with Soreide Law Group at (888) 760-6552 and speak with a securities lawyer about a possible recovery of your investment losses. Soreide Law Group, who has successfully recovered money for investors throughout the United States, represents clients on a contingency fee basis and advances all costs. Piotrowski and brokerage firms Piotrowski was employed by deny any and all allegations of sales practice violations.