Investors might have sustained losses due to securities broker Thomas Frederick Daniels [CRD: 4161304, Lake Oswego, Oregon], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Daniels worked for Commonwealth Financial Network from November 18, 2005 to July 31, 2023, and Steward Partners Investment Solutions LLC from July 31, 2023, to March 7, 2025. Keep reading to learn more about Daniels’ disclosures.
Particularly, a client of Steward Partners Investment Solutions LLC contested Daniels’ sales practices, according to a complaint dated June 10, 2025. Allegedly, Daniels caused the client to suffer poor account performance. It appears that Daniels allegedly caused the client to sustain damages. For this reason, the client sought compensation from Steward Partners Investment Solutions LLC or Daniels.
Evidently, Steward Partners Investment Solutions LLC disaffiliated with Daniels on February 21, 2025. Allegedly, Daniels engaged in unauthorized trading in over-the-counter equities and stocks.
Do you have concerns or questions regarding investments you made with Thomas Daniels? If so, contact Soreide Law Group at (888) 760-6552 or online and consult with a securities lawyer concerning a potential recovery of your investment losses. Soreide Law Group is known for recovering losses for investors throughout the United States. The firm also takes cases by a contingency fee arrangement and advances all costs. Daniels and brokerage firms Daniels worked for deny accusations of sales practice violations.
One or more investors possibly experienced losses because of securities broker Calvin James Heck [CRD: 1025767, Everett, Washington], based on public information found on FINRA BrokerCheck. Evidently, Heck has worked for Wedbush Securities Inc. in Los Angeles, California, since June 27, 2003, and in its Everett, Washington, office since June 11, 2020. Read on to […]
Investors potentially experienced sales practice violations due to securities broker Gregory John Libby [CRD: 2455485, Paramus, New Jersey], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Libby has been employed with Morgan Stanley at its Paramus, New Jersey branch since June 1, 2009, and continues to be registered with the […]
Investors apparently complained about securities broker Prakash Verma (also known as Mike Panjabi, Ramprakash Panjabi, and Mike Verma) [CRD: 4760483, Leander, Texas], based on disclosures found on FINRA BrokerCheck. Evidently, Verma worked for NYLIFE Securities LLC (CRD#: 5167) from November 17, 2004, to June 2, 2025. Read on to find out more about the disclosures […]
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