Soreide Law Group is presently investigating potential claims on behalf of investors who may have incurred financial losses due to the actions of registered financial advisor and broker Timothy Harold Judson (CRD: 709195, McLean, Virginia). Particularly, Judson has been associated with Osaic Wealth, Inc. in McLean, Virginia since November 19, 1989, and as a financial advisor since September 9, 2005. He has been associated with Royal Alliance Associates Inc. since 1989 as well. Notably, he has previously been the subject of client disputes involving allegations of unsuitable investment recommendations.
Royal Alliance Associates, Inc. Investor Accused Judson Of Unsuitable Investment Recommendations
Evidently, on July 21, 2023, a Royal Alliance Associates, Inc. client initiated FINRA Arbitration: 23-02034 concerning Timothy Judson. The client specifically alleged that Judson's recommendations of two products did not align with their investment needs and objectives. Because of this, the client purportedly incurred damages on DPPs and LPs. Therefore, the client is seeking damages ranging between $100,000 and $500,000 from either Royal Alliance Associates, Inc. or Judson. Notably, this arbitration is pending resolution.
Royal Alliance Associates Settled Allegations Of Timothy Judson Providing Unsuitable Advice
Additionally, on June 13, 2022, Royal Alliance Associates settled a client complaint filed on January 26, 2021, under FINRA Arbitration: 21-00198 about Timothy Judson. The client alleged that Judson's advice on two alternative investments was not congruent with their financial goals. Consequently, the client claimed damages on DPPs and LPs. Royal Alliance Associates settled this matter by paying the client $30,000, while Judson made no individual contribution to the settlement. The alleged damages were initially specified to be between $50,000 and $100,000.
Sustain losses due to Timothy Judson, also known as Timothy Judson? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a potential recovery. Soreide Law Group has recovered money for investors throughout the United States. This firm works on a contingency fee basis and advances all costs. Timothy Judson and brokerage firms he worked for deny accusations of sales practice violations.