Soreide Law Group is investigating possible investor claims against securities broker Timothy Joseph Scanlon [CRD#: 1968597, Scottsdale, Arizona]. Specifically, FINRA BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Arque Capital Ltd. and Merrill Lynch. Evidently, one or more clients allege sales practice violations in these disputes, including unsuitable transactions. Here is a brief summary of the disclosures about Scanlon. However, please note that the securities broker denies the allegations.
Evidently, on April 18, 2022, an Arque Capital Ltd. client filed FINRA Arbitration #: 22-00217 about Timothy Scanlon. Specifically, the client alleged unsuitable transactions and failure to supervise. Because of this, the client allegedly sustained damages relating to purchases or sales of private placements. Therefore, the client requested $100,001 in compensation from Arque Capital Ltd. or Scanlon. Evidently, this arbitration is pending a resolution.
Also, on July 26, 1994, a Merrill Lynch client filed a complaint about Timothy Scanlon. Specifically, the client alleged unauthorized transactions. Because of this, the client allegedly sustained damages. Therefore, on July 26, 1994, Merrill Lynch settled this matter by paying the client $18,000.
Have you experienced damages by investing with Timothy Scanlon? If so, contact Soreide Law Group at (888) 760-6552 and speak with a securities lawyer about a possible recovery of your investment losses. Soreide Law Group, who has successfully recovered money for hundreds of investors in all 50 states, represents clients on a contingency fee basis and advances all costs. Please keep in mind that Scanlon and the brokerage firms Scanlon has associated with deny any and all allegations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: TEXAKOMA FINANCIAL, INC. and their registered representative, SHEA PETER KENNEDY (SHEA P KENNEDY) (Repondents). The Claimant resides in Nevada, and according to the lawsuit, around August of 2023, SHEA P KENNEDY contacted the Claimant unsolicited, apparently after the Claimant had […]
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
Phone:
Fax: 1-954-760-6553
Email: [email protected]