Investors potentially experienced sales practice violations by securities broker Timothy Jan Vanlohuizen (also known as Tim Vanlohuizen) [CRD: 2166867, Coeur d'Alene, Idaho], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Vanlohuizen worked for SagePoint Financial Inc. from October 31, 2005, to September 1, 2023, and later for Osaic Wealth Inc. from September 1, 2023, to October 9, 2023. Investors are encouraged to continue reading to find out more about the disclosures involving this securities broker.
Notably, a client filed a complaint about Timothy Vanlohuizen while he was associated with SagePoint Financial Inc. Mainly, the client alleged that Vanlohuizen made unsuitable recommendations and that the investment allocation involved an excessive amount of risk. For this reason, the client allegedly sustained damages related to stocks. Consequently, on April 24, 2024, SagePoint Financial Inc. settled this matter by paying the client $125,000 in damages.
Evidently, a client of SagePoint Financial Inc. disputed Vanlohuizen’s sales practices by filing FINRA Arbitration No. 23-03629. Allegedly, Vanlohuizen made unsuitable recommendations and overconcentrated the client’s accounts. It appears that Vanlohuizen caused the client to experience damages. Therefore, SagePoint Financial Inc. opted to settle the matter on March 5, 2025, by compensating the client in the amount of $16,893.23.
Particularly, a client of SagePoint Financial Inc. contested Vanlohuizen’s sales practices by filing FINRA Arbitration No. 20-03556. Allegedly, Vanlohuizen made unsuitable recommendations. It appears that Vanlohuizen caused the client to sustain damages linked to mutual funds. As a result, SagePoint Financial Inc. opted to settle the matter on March 8, 2022, by compensating the client in the amount of $105,000.
Did you experience losses because of Timothy Vanlohuizen? Contact Soreide Law Group online or at (888) 760-6552 and speak with a securities attorney concerning a possible recovery of your investment losses. Soreide Law Group has recovered losses for clients located throughout the United States. Also, the firm works on a contingency fee basis and advances all costs. Vanlohuizen and brokerage firms Vanlohuizen worked for deny allegations of sales practice violations.
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