Todd Lamberty (CRD#: 4155573, Sioux Falls, South Dakota) is a securities representative who most recently was registered through Questar Capital Corporation. According to the Financial Industry Regulatory Authority (“FINRA”), an investor allegedly incurred losses from Lamberty’s sales practice violations. Here’s more on the allegations against Lamberty:
Evidently, on November 21, 2018, an investor (a defined benefit plan) brought a civil suit under Case #: 27-CV-18-10136 in the Hennepin County District Court. Supposedly, Lamberty negligently established or serviced the client’s account while registered with Woodbury Financial Services and Questar Capital Corporation. Secondly, the client claimed that Lamberty breached an investment agreement. Thirdly, the client suggested that Lamberty misrepresented “statutory duties” and engaged in malpractice. Because of this, the client demanded $1,849,000.50 in compensation in this ongoing matter.
Typically, negligence in the securities industry involves a broker or advisor’s conduct failing short of the standard of conduct for a reasonable, prudent broker or advisor. Often times, aggrieved investors file investment disputes against securities brokers like Todd Lamberty who purportedly fail to protect the investor from an unreasonable risk of harm. This includes a broker or advisor making bad recommendations to investors or misrepresenting investments.
Todd Lamberty has been registered with five firms in his nearly 20-year career. Namely, he worked for Woodbury Financial Services, Inc. between 2008 and 2013. He then worked for Questar Capital Corporation from 2013 to 2018. Lamberty joined Newbridge Securities Corporation on July 24, 2018. Experienced losses by investing with securities broker Todd Lamberty? If so, contact Soreide Law Group at (888) 760-6552 and speak with experienced counsel about a possible recovery. The firm represents clients on a contingency fee basis and advances all costs. Soreide Law Group has recovered millions of dollars for investors who have suffered losses due to misconduct of brokers and brokerage firms.
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