Investors have reportedly disputed the sales practices of securities broker Michael Allen Frontino [CRD: 1176514, South Charleston, West Virginia], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Frontino worked for Woodbury Financial Services Inc. from November 26, 2008, to January 19, 2024, and has been registered with Osaic Wealth Inc. since January 19, […]

Investors might have sustained losses because of securities broker Brian Richard Marston [CRD: 733083, Parker, Colorado], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Marston worked for Woodbury Financial Services Inc. from May 23, 2006, to December 12, 2023. Read below for details about Marston’s disclosures. Woodbury Financial Services Client […]

Investors potentially experienced sales practice violations because of securities broker Marc Gregory Minor [CRD: 2230271, East Peoria, Illinois], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Marc Minor worked for Woodbury Financial Services Inc. from April 23, 2003 to January 19, 2024. As of January 19, 2024, he works for Osaic Wealth Inc. […]

Investors possibly experienced losses because of securities broker Herbert C. White [CRD: 3125223, Greenwood Village, Colorado], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Herbert White worked for Woodbury Financial Services Inc. as a securities broker from April 4, 2003, to January 19, 2024. Woodbury Financial Services Inc. Investor Accused White Of […]

Investors have come forward with complaints about Bret Clinton Schaefer (also known as Bret Shaefer) [CRD: 2577117, Greenville, Wisconsin]. Evidently, the securities broker, who worked for Woodbury Financial Services Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. For more on these suitability-related disclosures about Schaefer, see below. The broker denies the accusations […]

Soreide Law Group is investigating possible investor claims against securities broker Alexander Strachan Hackley Jr. AKA Lex Hackley [CRD #: 4899317, Centennial, CO]. Hackley worked for (1) Lifemark Securities Corp from 2017-present; (2) Blue Duck Wealth Management from 2017-2018; and (3) Verus Capital Partners LLC from 2015-2017; and (4) Woodbury Financial Services from 2005 to […]

Woodbury Financial Clients Allege Sales Practice Violations By Broker Peter David The Financial Industry Regulatory Authority (FINRA) BrokerCheck contains important information regarding securities broker Peter Werner David (CRD#: 1133608, Waukesha, Wisconsin). Namely, David, who worked for Woodbury Financial Services from February 2009 to July 2018, is involved in two client disputes. Notably, investors allege sales […]

FINRA Suspends ProEquities Broker Adam Feierstein FINRA BrokerCheck contains alarming information in regard to securities broker Adam S. Feierstein (CRD#: 6033082, Redondo Beach, California). Evidently, the securities broker worked for Woodbury Financial Services (2013 to 2018) and ProEquities (2018 to 2020). Notably, since 2019, Feierstein has been: targeted in a client dispute; terminated from ProEquities […]

Broker Robert Ginsberg Might Have Recommended Bad Alternative Investments The Financial Industry Regulatory Authority (“FINRA”) reports troubling information in regard to securities broker Robert “Bob” Scott Ginsberg (CRD#: 5177531, Wallingford, Connecticut). Notably, the securities broker, who worked for Investors Capital Corp (2008 to 2016) and Woodbury Financial Services (2016 to present), is involved in at […]