One or more investors possibly experienced losses because of securities broker Travis Loren Braulick [CRD: 6716541, New Ulm, Minnesota], based on public information found on FINRA BrokerCheck. Braulick joined Calton Associates Inc. on August 29, 2024. Prior to that, he worked for Bankers Life Securities Inc. in Rochester, Minnesota, from April 24, 2019 to September 6, 2024, and for Capital Financial Services, Inc. in New Ulm, Minnesota, from September 28, 2018 to April 25, 2019. See the following information to find out more about the securities broker’s disclosures.
Particularly, on August 12, 2024, a Bankers Life Securities Inc. client filed a complaint about Travis Braulick. Mainly, the investor alleged that Braulick failed to disclose important information about the surrender charges and bonuses on a fixed annuity. As a result, the client allegedly sustained damages linked to fixed annuities. Consequently, the client requested $7,137.50 in compensation from Bankers Life Securities Inc. or Braulick. The firm denied this complaint.
Additionally, a client of Bankers Life Securities Inc. disputed Travis Braulick’s sales practices, based on a complaint dated June 24, 2024. Allegedly, Braulick made unsuitable recommendations. It appears that Braulick allegedly caused the client to sustain damages connected to fixed annuities and a teachers retirement account. Therefore, the client sought compensation from Bankers Life Securities Inc. or Braulick in the amount of $50,000.00 in this matter.
Also, on January 18, 2022, a Bankers Life Securities Inc. client and Bankers Life and Casualty Company client filed a complaint about Travis Braulick. Supposedly, Braulick gave improper advice about equity-indexed annuities. Consequently, the client requested $17,486.00 in compensation from Bankers Life Securities Inc. or Braulick. The firm denied this complaint.
Evidently, a client of Bankers Life Securities Inc. contested Travis Braulick’s sales practices, according to a complaint dated July 30, 2021. Allegedly, Braulick made recommendations that caused the client to sustain damages relating to equity-indexed annuities. So, the client sought compensation from Bankers Life Securities Inc. or Braulick in the amount of $34,814.00. This complaint was denied.
Are you concerned regarding investments you made with Travis Braulick? If so, reach out to Soreide Law Group online or at (888) 760-6552. Speak with a securities lawyer about a potential recovery. Soreide Law Group helps to recover losses for investors throughout the United States. Also, the firm works on a contingency fee basis and advances all costs. Braulick and brokerage firms Braulick worked for deny allegations of sales practice violations.
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