Sandlapper's Trevor Gordon Is Barred By FINRA And Involved In Client Disputes
FINRA BrokerCheck provides important information regarding Trevor Lee Gordon (CRD#: 2195122, Greenville, SC). Evidently, Gordon worked at Sandlapper Securities from 2006 to 2020. He faces allegations of unsuitable trading and breach of fiduciary duty as reported on BrokerCheck. Not only that, but FINRA also barred him as a securities broker. Here’s more on those disclosures.
Financial Industry Regulatory Authority (FINRA) Issues Suspension To Gordon Concerning Arbitration Award Nonpayment
Evidently, the financial industry watchdog, FINRA, who oversees most major securities firms in the United States, issued Trevor Gordon a suspension as securities broker in August 2021. This suspension is due to Gordon allegedly failing to pay an arbitration award.
Trevor Gordon’s Sandlapper Securities Client Alleges Unsuitable Alternative Investments
Particularly, in 2019, a client objected to Trevor Gordon’s actions as a securities broker while working for Sandlapper Securities. It appears that the securities firm or Gordon purportedly sold unsuitable investments in LPs and DPPs. The client’s Statement of Claim alleges omissions, misrepresentations, breach of fiduciary duty, breach of contract, and violation of California securities laws and FINRA rules. Notably, the client demands $693,123 in damages to resolve this ongoing investment dispute.
Trevor Gordon Allegedly Recommended Unsuitable Strategy According To FINRA Arbitration Claim
Particularly, a Sandlapper Securities client took aim at Trevor Gordon’s sales practices as a securities broker, as the client filed an investment dispute in November 2019. In particular, the client alleges an unsuitable trading strategy and a breach of a fiduciary duty. The client also alleges negligence and failure to supervise by Sandlapper Securities. Consequently, to resolve the client’s allegations of sales practice violations, Sandlapper Securities settled by paying $57,000 in August 2020.
FINRA Issues Bar To Gordon For Allegedly Violating FINRA Rules, Securities Law Relating To Investments In Saltwater Disposal Wells
Evidently, the financial industry watchdog issued Trevor Gordon a permanent bar as a securities broker after alleging that Gordon was involved in a scheme that caused investors to pay millions in undisclosed markups in connection with investments in saltwater disposal wells. Supposedly, Gordon violated a fiduciary duty to the fund that he managed. He supposedly violated his duties by causing the fund’s investment opportunities to be usurped and by failing to ensure that the fund received fair pricing for investments.
Losses By Investing With Trevor Gordon?
Note that securities broker Trevor Gordon denies misconduct allegations against him. Have you experienced investment losses by interacting with this broker? You should reach out to Soreide Law Group at (888) 760-6552 and talk to experienced counsel concerning a possible recovery of your investment losses. Soreide Law Group handles investor dispute cases on a contingency fee basis. Also, we advance all costs. The law firm has recovered significant compensation for US clients who have experienced losses from securities brokers and financial advisors.
