Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
AFinancial Industry Regulatory Authority (FINRA) panel of arbitrators has ordered
Trustmont Financial Group Inc.
to pay one of their clients more than $1 million in damages.
The client had accused Trustmont of breach of fiduciary duty, fraud and negligence relating to two 1035 annuity exchanges and a private real estate investment trusts (REITs).
The client had asked for damages of approximately $500,000. Trustmont Financial Group was ordered to pay the client $848,002.31 in compensatory damages and $100,000 in punitive damages. Trustmont is also liable for costs and attorney fees of $15,596 and $82,500. The total of the award is $1,046,098.31.
Trustmont denied all the allegations.
In 2016, Trustmont Financial Group was fined $100,000 for alleged supervisory failures due to inspection of branch offices and the supervision of Unit Investment Trusts (UITs) sales.
TRUSTMONT FINANCIAL GROUP, INC. as also listed on FINRA’s website as:
(THE CODRICK FINANCIAL GROUP, INC., TRUSTMONT FINANCIAL GROUP, INC. DBA TFG)
CRD#: 18312
SEC#: 36439
Based at:
SCENIC DRIVE PROFESSIONAL CENTER
200 BRUSH RUN ROAD, SUITE A
GREENSBURG, PA 15601 UNITED STATES
If you’ve experienced financial losses due to the actions or recommendations of the broker/dealer Trustmont Financial Group, contact Soreide Law Group and speak to an experienced securities lawyer regarding the possible recovery of your investment losses through a FINRA arbitration at: 888-760-6552.
Soreide Law Group represents clients nationwide before FINRA and we operate on a contingency fee basis—no fee to you if no recovery.
Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
A customer dispute that settled for $80,000 on July 16, 2026 is the newest entry on the BrokerCheck report of Stephen Kerutis (CRD 2345517). The clients in that matter alleged unsuitable recommendations, and Truist Investment Services is the firm on the disclosure.
Steven Graham (CRD 1977736) denies the allegations in a pending customer claim filed on August 11, 2026. The disclosure names Western International Securities as the firm, and the claim involves corporate bonds. No arbitrator has ruled on it. His BrokerCheck report also lists a settled bond dispute and a federal court matter from earlier years.
Phone:
Fax: 1-954-760-6553
Email: [email protected]