A 68-year-old Tucson, Arizona financial advisor, James Murphy, has been sentenced to serve more than two years of probation and perform 1,000 hours of community service in a charity theft case. Murphy was also ordered to pay $115,000 of restitution and a $46,000 fine. He paid the fines on September 27, 2013.
James Murphy pleaded guilty to stealing tens of thousands of dollars from the Elizabeth Ann Parkman Foundation, a nonprofit that gave millions of dollars to many groups. He had resigned his position at Morgan Stanley and voluntarily gave up his financial adviser's license.
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Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CENTAURUS FINANCIAL, INC (Respondent). The Claimants reside in Arizona and are retired. The Claimants were seeking stable investments that would provide them with income. The lawsuit states that the Claimants have a long-standing relationship with CENTAURUS FINANCIAL and its Financial Advisor, […]
Soreide Law Group is investigating potential investor claims involving DCM US Multi-Family Homes PLC notes sold or recommended through Andbanc Brokerage LLC. They are also investigating sales or recommendations through Andbanc Advisory LLC. Additionally, they are reviewing sales or recommendations through BCI Securities, Inc., Boreal Capital Securities, LLC (also known as Mora Capital Securities), and […]
Soreide Law Group está investigando posibles reclamaciones de inversionistas relacionadas con los bonos de DCM US Multi-Family Homes PLC vendidos o recomendados a través de Andbanc Brokerage LLC, Andbanc Advisory LLC, BCI Securities, Inc., Boreal Capital Securities, LLC (también conocida como Mora Capital Securities). Por otro lado, Mora WM Securities, LLC también estuvo involucrada. Si […]
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