October 2, 2013

Tucson Financial Advisor Sentenced in Charity Theft

business man holding his head with text asking questions about stock broker misconduct

A 68-year-old Tucson, Arizona financial advisor, James Murphy, has been sentenced to serve more than two years of probation and perform 1,000 hours of community service in a charity theft case. Murphy was also ordered to pay $115,000 of restitution and a $46,000 fine. He paid the fines on September 27, 2013.

James Murphy pleaded guilty to stealing tens of thousands of dollars from the Elizabeth Ann Parkman Foundation, a nonprofit that gave millions of dollars to many groups. He had resigned his position at Morgan Stanley and voluntarily gave up his financial adviser's license.

Soreide Law Group represents clients nationwide. If you or a family member have sustained losses due to your stock broker or financial advisor’s recommendations, call for a free consultation on how to potentially recover your losses. To speak with an attorney call 888-760-6552, or visit our website at: www.securitieslawyer.com.

S H A R E   T H I S   P O S T

Recent Posts

September 13, 2026
James Tighe Of Morgan Stanley Barred By FINRA After Investigation

Investors might have sustained losses due to securities broker James Fredrick Tighe [CRD: 3129233, Phoenix, Arizona], and Financial Industry Regulatory Authority barred him, based on public information on BrokerCheck. Tighe was associated with Morgan Stanley from June 1, 2009, through January 14, 2025. Continue reading to find out more about Tighe’s regulatory and client dispute […]

September 13, 2026
Sung Cho Of Citigroup Global Markets Barred By FINRA Following Investigation

Investors potentially experienced sales practice violations by securities broker Sung Moo Cho (also known as Sam Cho) [CRD: 5015906, New York, New York], and FINRA barred him, given the public information found on FINRA BrokerCheck. Cho was associated with Ameriprise Financial Services from January 22, 2021, to October 21, 2025, and Citigroup Global Markets from […]

September 13, 2026
Raymond Brown Of Northwestern Mutual Barred By FINRA For Failure To Testify

Investors potentially incurred losses because of securities broker Raymond Trey Brown [CRD: 6170291, Frisco, Texas], and FINRA sanctioned him, according to disclosures on FINRA BrokerCheck. Brown worked for Northwestern Mutual Investment Services LLC, from March 17, 2014, to December 13, 2024. See below to learn more about Brown’s disclosures. FINRA Sanctioned Raymond Brown For Failure […]

Contact us Nationwide USA
2401 E. Atlantic Blvd., Suite 305, Pompano Beach, FL 33062
Helping clients recover money across the USA
search
Copyright © 2025 Soreide Law Group, PLLC  |  All Rights Reserved